Client Forms & Documentation
Convenient access to onboarding paperwork, custodial transfer forms, and automated disbursement authorizations.
White-Glove Paperwork Concierge
You never have to navigate paperwork alone. Valerie Van Winkle prepares all Charles Schwab account applications and asset transfer requests for you via secure e-signature (DocuSign) or prepaid mail. Simply call Valerie at (866) 366-1110 for immediate assistance.
New Client Onboarding & Advisory Agreements
Primary documents required to initiate your fiduciary relationship with Van Winkle Wealth Management Group.
Van Winkle Investment Advisory Agreement (IAA)
Formal agreement establishing our fiduciary duties, fee schedule, and scope of investment management.
Client Profile & Financial Goals Questionnaire
Comprehensive review of cash flow requirements, risk tolerance, retirement timeline, and tax considerations.
Four Quadrant Portfolio™ Allocation Blueprint
Custom blueprint delineating specific asset percentages across Core Stability, Income Engine, Growth, and Speculative buckets.
Charles Schwab Institutional Custody Forms
Official institutional custodial paperwork for Charles Schwab & Co., Inc. Client assets remain under your name.
Schwab Individual & Joint Account Application
Open standard taxable investment and high-yield brokerage cash management accounts.
Schwab Traditional & Roth IRA Account Application
Establish tax-deferred or tax-free retirement vehicles.
Account Transfer Authorization (ACAT Form)
Direct institution-to-institution transfer of cash, stocks, and bonds without taxable liquidation.
Electronic Funds Transfer (ACH / MoneyLink) Authorization
Establish automated monthly income disbursements directly into your local checking account.
Schwab Trust & Entity Account Application
For family living trusts, irrevocable trusts, LLCs, and corporate balance sheet reserves.
Need Direct Schwab Account Access?
Access your monthly statements, trade confirmations, and 1099 tax forms through Charles Schwab.