Regulatory Disclosures & Legal Notices

Van Winkle Wealth Management Group, LLC is an investment adviser registered with the United States Securities and Exchange Commission (SEC). Registration with the SEC or any state securities authority does not imply a certain level of skill or training.

Our Form ADV Part 2A (Brochure) and Form CRS (Client Relationship Summary) contain detailed descriptions of our advisory services, fee schedules, investment strategies, material risks, disciplinary disclosures, and personnel qualifications. Copies are provided to all prospective clients prior to contracting and are available upon request or publicly via the SEC Investment Adviser Public Disclosure website at adviserinfo.sec.gov .

Client assets are held in segregated accounts under the client’s legal name at Charles Schwab & Co., Inc., a registered broker-dealer and member of the Securities Investor Protection Corporation (SIPC).

Charles Schwab & Co., Inc. is not an affiliate of Van Winkle Wealth Management Group, LLC. Van Winkle does not take physical custody of client funds or securities. Schwab provides monthly statements, independent trade confirmations, and annual tax reporting directly to clients.

As a fiduciary under the Investment Advisers Act of 1940, Van Winkle Wealth Management Group, LLC is held to the highest standard of conduct in law and equity. We are required to act solely in the best interests of our clients, disclose all material facts and potential conflicts of interest, and manage capital with prudence, loyalty, and objective care.

We do not receive undisclosed referral kickbacks, soft-dollar kickbacks, or commissions on securities transactions managed under our discretionary fee-only agreements.

Four Quadrant System™, Four Quadrant™, and Four Quadrant Portfolio™ are proprietary service marks and methodologies of Van Winkle Wealth Management Group, LLC. All rights reserved.

Any hypothetical case studies, asset allocations, or model scenarios presented on this website are for general educational purposes only. Past performance does not guarantee future results. Diversification and strategic asset allocation do not protect against loss in declining markets.